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Administrative proceeding
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#	Item
391	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 11:58:14 British society Socioeconomics United Kingdom labour law Property law Income tax in the United States Bankruptcy Economics
392	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 22, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-22 06:42:28 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q OTC Markets Group Government Financial regulation Politics of the United States SEC filings Securities Exchange Act Form 10-K
393	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]October 29, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-31 16:46:38 Financial services Institutional investors Financial adviser High-yield debt Registered Investment Advisor Money market fund Bond Mutual fund Financial economics Investment Finance
394	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 29, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-29 09:05:22 Government Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Epix Business Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
395	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 31, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-31 16:45:42 Securities Exchange Act Government Financial regulation Finance Form 10-K SEC filings Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission
396	Federal Register / Vol. 76, No[removed]Thursday, December 22, [removed]Proposed Rules .xml, .ppt, searchable .pdf). Participants in this proceeding should familiarize themselves with the Commission’s ex parte rules. Feder Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-05-23 10:32:01 Fisheries science Magnuson–Stevens Fishery Conservation and Management Act National Marine Fisheries Service Stock assessment Atlantic herring Government procurement in the United States Federal Register Rulemaking Overfishing Fish United States administrative law Clupeidae
397	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 22, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-22 15:15:33 U.S. Securities and Exchange Commission Collective investment scheme Financial adviser Separately managed account Financial economics Investment Investment Advisers Act
398	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2015-01-05 08:30:43 Marketing Law Strategic alliances Franchise disclosure document Franchise agreement Franchising Franchise Rule Franchise fee Rescission Contract law Franchises Business
399	INITIAL DECISION RELEASE NO. 729 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-31 15:11:55 73rd United States Congress United States Securities and Exchange Commission Financial economics Financial system Corporate crime U.S. Securities and Exchange Commission Registered Investment Advisor Investment Advisers Act Investment Advisor United States securities law Financial regulation 76th United States Congress
400	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-23 15:17:03 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Act United States Government Securities Fraud Deterrence and Investor Restitution Act United States securities law 73rd United States Congress United States Securities and Exchange Commission

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